CHAPTER 9

 

        1.        Which of the following can be depreciated for tax purposes?

                I. Machinery and equipment

                II. Land

                III. Buildings

        A)    I only

        B)    I and II only

        C)    I and III only

        D)    II and III only

        E)     I, II, and III

 

        2.        Conventional capital budgeting analysis will tend to understate the true NPV of a project unless each of the following options EXCEPT ________ is considered.

        A)    a contingency plan option

        B)    the option to default

        C)    the option to expand

        D)    the option to abandon

        E)     the option to wait

 

        3.     A financial manager reviewing a project is concerned about the level of forecasting risk in the project's forecasted cash flows. The manager should use _______ to identify the variable that presents the highest degree of forecasting risk.

        A)        scenario analysis

        B)        simulation analysis

        C)        sensitivity analysis

        D)        break-even analysis

        E)        strategic options analysis

 

        4.        Which of the following statements is NOT accurate regarding pro forma statements?

        A)    In order to construct pro forma statements you generally forecast unit sales first

        B)    Pro forma statements are generally prepared for more than one year ahead

        C)    Pro forma statements merely represent the best current estimate of the future

        D)    Pro forma statements need only be prepared when undertaking a capital budgeting decision or applying for a bank loan

        E)     It is important that pro forma statements be as accurate as possible

 

        5.        Which of the following describe(s) project cash flow?

                I. OCF - changes in NWC - capital spending

                II. OCF + changes in NWC + capital spending

                III. OCF + changes in NWC - capital spending

                IV. OCF + reductions in NWC + capital spending

        A)    I only

        B)    I and III only

        C)    I and IV only

        D)    II and III only

        E)     I, II, III, and IV

 

        6.     In previous chapters, we computed NPV based on a project's forecasted cash flows. When doing what-if analysis, this initial estimate is called the _______.

        A)    initial analysis

        B)    first go-around

        C)    base case

        D)    initial projection

        E)     best case scenario

 

        7.        Which of the following describe(s) relevant cash flows for the purpose of performing capital budgeting analysis?

                I. Cash flows must be incremental

                II. Cash flows must be after-tax

                III. EBIT + DEPN - Taxes

                IV. Changes in net working capital

        A)    I and III only

        B)    I, II, and III only

        C)    I and IV only

        D)    II, III, and IV only

        E)     I, II, III, and IV

 

        8.        Suppose you purchase a machine for $12,000. The cost is depreciated straight-line to a salvage value of $2,000 over its 4 year life. If the machine is sold at the end of the third year for $6,000, what are the after-tax proceeds from the sale assuming the tax rate is 34%?

        A)        $1,010

        B)        $3,510

        C)        $5,010

        D)        $5,490

        E)        $6,990

 

        9.        Given the following information and assuming straight-line depreciation to zero, what is the profitability index for this project? Initial investment = $500,000; life = 5 years; revenues = $160,000 per year; salvage = $20,000 in year 5; tax rate = 34%; discount rate = 13%.

        A)    0.45

        B)    0.74

        C)    0.99

        D)    1.65

        E)     1.98

 

Use the following to answer question 10:

 

The managers of PonchoParts, Inc. plan to manufacture engine blocks for classic cars from the 1960s. They expect to sell 250 blocks annually for the next 5 years. The necessary foundry and machining equipment will cost a total of $800,000 and will be depreciated on a SL basis to zero over the project's life. The firm expects to be able to sell the equipment for $150,000 at the end of 5 years. Labor and materials costs total $500 per engine block, fixed costs are $125,000 per year. Assume a 35% tax rate and a 12% discount rate.

 

        10.        What is the expected after-tax cash flow to the firm when the equipment is sold in year five?

        A)        $65,000

        B)        $97,500

        C)        $100,000

        D)        $115,000

        E)        $120,125

 

Use the following to answer question 11:

 

Assume straight-line depreciation to zero over the life of the project.

 

Year Sales

        1        10,000

        2        12,500

        3        15,625

        4        19,531

        5        24,414

        6        30,518

 

Unit Price:        $50 years 1-3

        $45 years 4-6

Changes in NWC:        $30,000 investment required initially

        NWC balance will be maintained at 7.5% of sales each year

Variable Cost:        $35 per unit

Fixed Cost:        $50,000 per year

Initial Investment:        $600,000

Salvage:        $50,000 at the end of year 6

tc:     34%

required return:        12%

 

        11.        What is the operating cash flow for year 5?

        A)        $66,429

        B)        $107,426

        C)        $117,406

        D)        $162,132

        E)        $189,025

 

Use the following to answer question 12:

 

Suppose you are evaluating a project for The Ultimate recreational tennis rackets, guaranteed to correct that wimpy backhand. You estimate the sales price of The Ultimate to be $400 and sales to be 1,000 units in year 1, 1,250 units in year 2, and 1,325 units in year 3. In addition, you figure the project has a life of 3 years. Variable costs amount to $225 per unit and fixed costs are $100,000 per year. The project requires an initial investment of $165,000 which is depreciated straight-line to zero over the three year life of the project. The actual market value of the initial investment after year 3 is $35,000. Initial net working capital (NWC) investment is $75,000 and NWC will maintain a level equal to 20% of sales each year thereafter. The tax rate is 34% and the required return on the project is determined to be 10%.

 

        12.        What is the total cash flow in year 3?

        A)        $126,461

        B)        $178,156

        C)        $194,945

        D)        $228,838

        E)        $229,100

 

        13.   In _______________ we investigate the impact on NPV of allowing one variable to change while holding all other variables constant.

        A)        scenario analysis

        B)        break-even analysis

        C)        strategic options analysis

        D)        simulation analysis

        E)        sensitivity analysis

 

Use the following to answer question 14:

 

BASIC INFOMATION: A three-year project will cost $60,000 to construct. This will be depreciated straight-line to zero over the three-year life. The price per unit sold is $20 and the variable costs per unit sold is $10. Fixed costs are $30,000 per year.

 

        14.   In addition to the BASIC INFORMATION, you find that a salvage company will pay you $10,000 for the assets at the end of year three. The project will require an investment of $10,000 up front for net working capital. If you expect to sell 7,000 units per year, compute the NPV assuming a required return of 15% and a tax rate of 30%.

        A)    Less than $0.00

        B)        $11,347

        C)        $14,416

        D)        $18,807

        E)        More than $20,000

 

Use the following to answer questions 15-16:

 

You are considering a project that requires an initial investment of $10,000. It is depreciable over four years using straight-line depreciation. The discount rate is 10%. Your tax bracket is 34% and you receive a tax credit for negative earnings in the year in which the loss occurs.

        Base        Lower        Upper

        Case        Bound        Bound

Unit Sales        3,000        2,750        3,250

Price/unit  $14        $13  $16

Variable cost/unit    $9        $8    $10

Fixed costs        $9,000        $8,500        $10,000

 

        15.        What is the best case NPV for the project?

        A)        $5,247

        B)        $26,462

        C)        $29,306

        D)        $32,327

        E)        $34,252

 

        16.        What is the worst case NPV for the project?

        A)        -$11,594

        B)        -$10,967

        C)        -$4,423

        D)        -$2,327

        E)        $3,677

 

        17.   A firm that faces capital rationing must select a subset of capital projects based on some ranking criterion. The capital budgeting technique best suited for this is the _______.

        A)    NPV

        B)    IRR

        C)    PI

        D)    AAR

        E)        payback

 

        18.   It is important to identify and use only incremental cash flows in capital investment decisions

        A)        because they are the simplest to identify

        B)    only when the stand alone principle fails to hold

        C)        because ultimately it is the change in a firm's overall future cash flows that matter

        D)    in order to accommodate unforeseen changes that might occur

        E)        whenever sunk costs are involved

 

        19.        Which of the following is NOT considered an incremental cash flow in capital budgeting analysis?

        A)        Opportunity cost

        B)        Erosion

        C)        Changes in NWC

        D)    Sunk cost

        E)        Fixed asset salvage values at end of project.

 

        20.        Which of the following is/are generally LEAST subject to forecasting risk?

                I. Projected sales

                II. Initial investment

                III. Projected fixed costs

        A)    I only

        B)    II only

        C)    III only

        D)    I and II only

        E)     I and III only

 

Answer Key

 

        1.     C    

        2.     B     

        3.     C    

        4.     D    

        5.     A    

        6.     C    

        7.     E     

        8.     D    

        9.     C    

        10.   B     

        11.   D    

        12.   D    

        13.   E     

        14.   D    

        15.   C    

        16.   B     

        17.   C    

        18.   C    

        19.   D    

        20.   B